SEC Form 4 · accession 0001567619-19-001907
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R DeFazio
Officer — President and CEO · Director
Period of report
Jan 28, 2019
Accepted (ET)
Jan 30, 2019 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 28, 2019 | S | 77 | $35.06 | D | 139,063 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 10 | $35.17 | D | 139,053 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 100 | $35.18 | D | 138,953 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 100 | $35.20 | D | 138,853 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 13 | $35.22 | D | 138,840 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 100 | $35.23 | D | 138,740 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 480 | $35.36 | D | 138,260 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 297 | $35.37 | D | 137,963 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 142 | $35.38 | D | 137,821 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 13 | $35.40 | D | 137,808 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 13 | $35.41 | D | 137,795 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 100 | $35.42 | D | 137,695 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 45 | $35.43 | D | 137,650 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 10 | $35.44 | D | 137,640 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 100 | $35.85 | D | 137,540 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 100 | $35.96 | D | 137,440 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 90 | $36.01 | D | 137,350 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 75 | $36.03 | D | 137,275 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 25 | $36.05 | D | 137,250 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 92 | $36.10 | D | 137,158 | I | By LLC |
| Common Stock | Jan 28, 2019 | S | 18 | $36.12 | D | 137,140 | I | By LLC |
| Common StockF1,F2 | holding | — | — | — | 14,009 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Oct 22, 2023 | Common Stock | 57,000 | 57,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Dec 2, 2023 | Common Stock | 74,000 | 74,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Mar 18, 2024 | Common Stock | 30,000 | 30,000 | D |
| Stock OptionsF3 | $18.00 | holding | — | — | — | — | Oct 22, 2023 | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on December 31, 2017.
- F2Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.
- F3Fully vested and exercisable.