SEC Form 4 · accession 0001140361-18-029074
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nick Rosenberg
Officer — EVP and CTO
Period of report
Jun 15, 2018
Accepted (ET)
Jun 19, 2018 · 12:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Jun 15, 2018 | M | 3,000 | $30.00 | A | 17,619 | D | |
| Common StockF1,F2,F3,F4 | Jun 15, 2018 | F | 1,678 | $53.61 | D | 15,941 | D | |
| Common Stock | holding | — | — | — | 250 | I | By Child 1 | |
| Common Stock | holding | — | — | — | 250 | I | By Child 2 | |
| Common Stock | holding | — | — | — | 20 | I | By Child 3 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF5 | $30.00 | Jun 15, 2018 | M | 3,000 | D | — | Dec 4, 2018 | Common Stock | 3,000 | 0 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on January 1, 2015 and vest at a rate of 33.3% per year commencing on January 1, 2018.
- F2Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.
- F3Includes shares of restricted stock granted on January 1, 2016 and vest at a rate of 33.3% per year commencing on January 1, 2019.
- F4Includes shares of restricted stock granted on March 1, 2017 and vest at a rate of 33.3% per year commencing on March 1, 2020.
- F5Fully vested and exercisable.