SEC Form 4 · accession 0001140361-18-026519
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert I Usdan
Director
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | May 29, 2018 | A | 817 | $48.99 | A | 817 | I | By Endicott Managment Company |
| Common Stock | holding | — | — | — | 641,650 | I | By Endicott Opportunity Partners IV | |
| Preferred Stock, Class BF1 | holding | — | — | — | 272,636 | I | By Endicott Opportunity Partners IV |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of preferred stock are not convertible by the holder, but are convertible on a one-for-one basis into shares of MCB common stock under certain circumstances.
- F2Shares received as payment of retainer in lieu of full board meeting fees of approximately $40,000.