SEC Form 4 · accession 0001140361-18-022103
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark H Goldberg
Director
Period of report
May 7, 2018
Accepted (ET)
May 8, 2018 · 12:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF4,F1,F2 | May 7, 2018 | J | 5,094 | $0.00 | A | 51,449 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $30.00 | holding | — | — | — | — | Dec 17, 2018 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.
- F2Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.
- F3Fully vested and exercisable.
- F4Reflects shares received pursuant to the dissolution and distribution of PASL Holding LLC.