SEC Form 4 · accession 0001140361-17-041820
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert I Usdan
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | P | 200,000 | $35.00 | A | 641,650 | I | By Endicott Opportunity Partners IV |
| Preferred Stock, Class BF1 | holding | — | — | — | 272,636 | I | By Endicott Opportunity Partners IV |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of preferred stock are not convertible by the holder, but are convertible on a one-for-one basis into shares of MCB common stock under certain circumstances.