SEC Form 4 · accession 0001140361-17-041814
Metropolitan Bank Holding Corp. · MCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Patent
Director
Period of report
Nov 8, 2017
Accepted (ET)
Nov 9, 2017 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001476034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 8, 2017 | P | 3,000 | $35.00 | A | 49,778 | D | |
| Common StockF3 | holding | — | — | — | 68,254 | I | By Partnership 1 | |
| Common StockF3 | holding | — | — | — | 4,761 | I | By Partnership 2 | |
| Common Stock | holding | — | — | — | 11,767 | I | By Corporation | |
| Common Stock | holding | — | — | — | 2,500 | I | By LLC | |
| Common StockF3 | holding | — | — | — | 14,445 | I | By Profit Sharing Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $30.00 | holding | — | — | — | — | Dec 17, 2018 | Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1Includes shares of restricted stock granted on December 31, 2013 and vest at a rate of 33.3% per year commencing on December 31, 2016.
- F2Includes shares of restricted stock granted on February 24, 2015 and vest at a rate of 33.3% per year commencing on February 24, 2018.
- F3Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F4Fully vested and exercisable.