SEC Form 4 · accession 0001127602-17-010206
Primerica, Inc. · PRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A. Kelly
Officer — President of Subsidiary
Period of report
Feb 16, 2017
Accepted (ET)
Mar 3, 2017 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | M | 2,013 | $0.00 | A | 20,143 | D | |
| Common StockF2 | Mar 1, 2017 | F | 625 | $80.75 | D | 19,518 | D | |
| Common StockF1 | Mar 1, 2017 | M | 1,776 | $0.00 | A | 21,294 | D | |
| Common StockF2 | Mar 1, 2017 | F | 551 | $80.75 | D | 20,743 | D | |
| Common StockF1 | Mar 1, 2017 | M | 3,251 | $0.00 | A | 23,994 | D | |
| Common StockF2 | Mar 1, 2017 | F | 1,008 | $80.75 | D | 22,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F3 | — | Feb 16, 2017 | A | 5,306 | A | — | — | Common Stock | 5,306 | 20,625 | D |
| Restricted Stock UnitF3,F5 | — | Mar 1, 2017 | M | 2,013 | D | — | — | Common Stock | 2,013 | 18,612 | D |
| Restricted Stock UnitF3,F5 | — | Mar 1, 2017 | M | 1,776 | D | — | — | Common Stock | 1,776 | 16,836 | D |
| Restricted Stock UnitF3,F5 | — | Mar 1, 2017 | M | 3,251 | D | — | — | Common Stock | 3,251 | 13,585 | D |
Explanation of responses
- F1Represents RSUs vested on March 1, 2017.
- F2Represents shares withheld to cover taxes due upon the vesting of RSUs.
- F3Each RSU is granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan and represents a contingent right to receive one share of PRI common stock.
- F4The RSUs vest annually in three equal installments beginning on March 1, 2018.
- F5The RSUs vest annually in three equal installments.