SEC Form 4 · accession 0001127602-16-067190
Primerica, Inc. · PRI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alison S. Rand
Officer — Executive VP and CFO
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475922
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2016 | M | 2,866 | $68.80 | A | 41,814 | D | |
| Common StockF2 | Nov 14, 2016 | F | 244 | $68.80 | D | 41,570 | D | |
| Common StockF3 | Nov 14, 2016 | F | 2,228 | $68.80 | D | 39,342 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - 2015F4 | $53.50 | Nov 14, 2016 | M | 2,866 | D | — | Feb 23, 2025 | Common Stock | 2,866 | 5,732 | D |
Explanation of responses
- F1Represents the exercise of non-qualified stock options granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan.
- F2Represents shares withheld to cover taxes due upon excerise of options.
- F3Represents shares withheld for exercise costs.
- F4Represents a non-qualified stock option granted under the Issuer's Amended and Restated 2010 Omnibus Incentive Plan. The stock option vests in three equal installments on March 1 2016, 2017 and 2018.