SEC Form 4 · accession 0001475841-15-000027
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard U Newfield Jr.
Officer — Chief Risk Officer
Period of report
Apr 28, 2015
Accepted (ET)
Apr 30, 2015 · 8:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 28, 2015 | A | 8,319 | $0.00 | A | 136,359 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $19.08 | Apr 28, 2015 | A | 8,319 | A | — | Apr 28, 2025 | Common Stock | 8,319 | 8,319 | D |
Explanation of responses
- F1Shares acquired pursuant to a grant of restricted stock under the NBHC 2014 Omnibus Incentive Plan. Shares vest in three equal annual installments beginning on the first anniversary of the date of grant.
- F2Granted under the NBHC 2014 Omnibus Incentive Plan. The stock option award is scheduled to vest in three equal annual installments beginning on the first anniversary of the date of grant.