SEC Form 4 · accession 0001179110-19-003288
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aldis Birkans
Officer — Chief Financial Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2019 | A | 2,324 | $0.00 | A | 7,959 | D | |
| Common StockF3 | Mar 1, 2019 | F | 1,091 | $36.00 | D | 6,868 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock acquired upon settlement of a performance stock unit award granted to the reporting person on March 1, 2016.
- F2Includes 131 and 85 shares acquired under the National Bank Holdings Corporation Employee Stock Purchase Plan on August 31, 2018 and February 28, 2019, respectively.
- F3Shares withheld to settle income tax liability on restricted stock that vested upon settlement of the above-referenced performance stock unit award on March 1, 2019.