SEC Form 4 · accession 0001179110-18-010608
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Dean
Director
Period of report
Aug 13, 2018
Accepted (ET)
Aug 15, 2018 · 5:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 13, 2018 | M | 7,500 | $20.00 | A | 33,064 | D | |
| Common Stock | Aug 13, 2018 | F | 3,729 | $40.23 | D | 29,335 | D | |
| Common Stock | Aug 13, 2018 | G | 3,750 | $0.00 | D | 25,585 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $20.00 | Aug 13, 2018 | M | 7,500 | D | — | Oct 20, 2019 | Common Stock | 7,500 | 17,500 | D |
Explanation of responses
- F1Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.