SEC Form 4 · accession 0001179110-18-005343
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burney S. Warren III
Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 3, 2018 · 7:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2018 | M | 9,600 | $20.00 | A | 30,142 | D | |
| Common Stock | Mar 29, 2018 | F | 5,775 | $33.25 | D | 24,367 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $20.00 | Mar 29, 2018 | M | 9,600 | D | — | Oct 20, 2019 | Common Stock | 9,600 | 19,233 | D |
Explanation of responses
- F1Time-vested stock option award. Stock options vested in equal installments on October 20, 2011 and October 20, 2012.