SEC Form 4 · accession 0001179110-18-002792
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brendan W Zahl
Officer — EVP NBH Residential Banking
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 7:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 21, 2018 | A | 7,094 | $0.00 | A | 24,317 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $33.99 | Feb 21, 2018 | A | 7,094 | A | Apr 28, 2021 | Feb 21, 2028 | Common Stock | 7,094 | 7,094 | D |
Explanation of responses
- F1Shares of restricted stock granted under the NBHC 2014 Omnibus Incentive Plan. The shares are time vesting and vest on April 28, 2021.