SEC Form 4 · accession 0001179110-18-000933
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burney S. Warren III
Director
Period of report
Jan 12, 2018
Accepted (ET)
Jan 17, 2018 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 12, 2018 | M | 9,500 | $20.00 | A | 30,042 | D | |
| Common Stock | Jan 12, 2018 | F | 5,659 | $33.58 | D | 24,383 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $20.00 | Jan 12, 2018 | M | 9,500 | D | — | Oct 20, 2019 | Common Stock | 9,500 | 28,833 | D |
Explanation of responses
- F1Time-vested stock option award. First tranche of stock options vested on October 20, 2011.