SEC Form 4 · accession 0001179110-17-001786

National Bank Holdings Corp · NBHC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Executive Officer · Director

Period of report

Feb 3, 2017

Accepted (ET)

Feb 6, 2017 · 5:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001475841

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 3, 2017	M	200,000	$20.00	A	646,780	D
Common Stock	Feb 3, 2017	M	300,000	$20.00	A	946,780	D
Common Stock	Feb 3, 2017	F	391,413	$32.79	D	555,367	D
Common Stock^F1	Feb 3, 2017	S	45,000	$32.6068	D	510,367	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F2	$20.00	Feb 3, 2017	M	200,000	D	—	Oct 11, 2018	Common Stock	200,000	0	D
Employee Stock Option (Right to Buy)^F3	$20.00	Feb 3, 2017	M	300,000	D	—	Jun 17, 2020	Common Stock	300,000	550,000	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.42 to $32.81, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on October 11, 2012.
F3Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 21, 2011.