SEC Form 4 · accession 0001179110-17-001693
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick G. Sobers
Officer — EVP, Consumer & Smll Bus. Bnkg
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 10,000 | $20.00 | A | 17,265 | D | |
| Common Stock | Feb 1, 2017 | F | 7,519 | $32.64 | D | 9,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $20.00 | Feb 1, 2017 | M | 10,000 | D | — | May 2, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Time-vested stock option award. Award vested in three equal annual installments, the first of which occurred on May 2, 2013.