SEC Form 4 · accession 0001179110-17-001692
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burney S. Warren III
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2017 | M | 8,000 | $20.00 | A | 27,416 | D | |
| Common Stock | Feb 1, 2017 | F | 4,902 | $32.64 | D | 22,514 | D | |
| Common Stock | Feb 3, 2017 | S | 3,098 | $32.50 | D | 19,416 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $20.00 | Feb 1, 2017 | M | 8,000 | D | — | Oct 11, 2018 | Common Stock | 8,000 | 0 | D |
Explanation of responses
- F1Time-vested stock option award. Award vested in two equal annual installments, the first of which occurred on October 11, 2013.