SEC Form 4 · accession 0001179110-16-032484
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Zsolt K Bessko
Officer — Chief Admin Officer
Period of report
Dec 2, 2016
Accepted (ET)
Dec 6, 2016 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 2, 2016 | M | 9,450 | $20.54 | A | 38,067 | D | |
| Common Stock | Dec 2, 2016 | F | 7,551 | $29.15 | D | 30,516 | D | |
| Common StockF1 | Dec 6, 2016 | S | 1,899 | $30.1237 | D | 28,617 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $20.54 | Dec 2, 2016 | M | 9,450 | D | — | Aug 8, 2023 | Common Stock | 9,450 | 9,450 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.14, inclusive. The reporting person undertakes to provide to NBHC, any security holder of NBHC, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
- F2Time-vested stock option award. First tranche of 9,450 stock options vested on July 1, 2016.