SEC Form 4 · accession 0001179110-16-023910
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Burney S. Warren III
Director
Period of report
May 3, 2016
Accepted (ET)
May 5, 2016 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 3, 2016 | F | 1,146 | $19.66 | D | 20,958 | D | |
| Common StockF2 | May 4, 2016 | A | 4,584 | $0.00 | A | 25,542 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to settle income tax liability on restricted stock that vested on May 3, 2016.
- F2Total includes 4,584 unvested shares of restricted stock awarded under the NBHC 2014 Omnibus Incentive Plan that are scheduled to vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before NBHC's 2017 Annual Meeting of Shareholders.