SEC Form 4 · accession 0001104659-15-075883
National Bank Holdings Corp · NBHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert E Dean
Director
Period of report
Nov 2, 2015
Accepted (ET)
Nov 4, 2015 · 7:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475841
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 2, 2015 | F | 1,055 | $22.29 | D | 26,066 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to settle income tax liability on restricted stock that vested on November 2, 2015.
- F2Total includes 16,397 shares previously reported as owned indirectly by the reporting person's trust, which are now held in direct ownership. Total also includes 2,332 unvested shares of restricted stock scheduled to vest on the day before NBHC's 2016 Annual Meeting.