SEC Form 5 · accession 0000899243-19-003194
Luther Burbank Corp · LBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Francis Hamann
10% Owner
Period of report
Dec 31, 2018
Accepted (ET)
Feb 11, 2019 · 6:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 20, 2018 | P | 1,000 | $8,348.30 | A | 1,000 | I | Co-Trustee |
| COMMON STOCKF2 | Dec 20, 2018 | P | 2,000 | $17,014.79 | A | 2,000 | I | IRA Custodian |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a settlor and co-trustee of The Hamann Family Trust, which is a revocable trust and is the direct owner of these shares.
- F2The Reporting Person is the custodian of an IRA of which the Reporting Person's spouse is the beneficiary and which is the direct owner of these shares. The Reporting Person disclaims beneficial ownership of these shares and the filing of this report is not an admission that the reporting person is the beneficial owner of those shares for the purpose of Section 16 or any other purpose.