SEC Form 4 · accession 0001701382-17-000003
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Rogers
Officer — Chief Technology Officer
Period of report
Apr 11, 2017
Accepted (ET)
Apr 13, 2017 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par value | Apr 11, 2017 | M | 4,899 | $2.08 | A | 110,777 | D | |
| Series 1 Common Stock, $0.001 par valueF1 | Apr 11, 2017 | S | 4,899 | $11.55 | D | 105,878 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F2 | $2.08 | Apr 11, 2017 | M | 4,899 | D | Jul 15, 2011 | Jul 15, 2021 | Series 1 Common Stock, $0.001 par value | 4,899 | 46,275 | D |
Explanation of responses
- F1Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.
- F2Option was immediately exercisable on the date of grant with respect to 48,076 option shares, with an additional 48,076 option shares becoming exercisable on January 1 of each subsequent year until all option shares are exercisable.