SEC Form 4 · accession 0001520649-17-000010
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Kaplan
Officer — CLO, GC & Secretary
Period of report
Feb 14, 2017
Accepted (ET)
Feb 16, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueF1 | Feb 14, 2017 | S | 7,617 | $11.00 | D | 74,490 | D | |
| Series 1 Common Stock, $0.001 par valueF2 | Feb 15, 2017 | A | 32,400 | $0.00 | A | 106,890 | D | |
| Series 1 Common Stock, $0.001 par value | Feb 15, 2017 | F | 5,164 | $9.25 | D | 101,726 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.
- F2Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of Series 1 Common Stock per RSU. The RSUs will vest, and the vested shares will be delivered to Reporting Person, with respect to twenty-five percent (25%) of the units on each of the first four (4) anniversaries of the date of grant and will be settled pursuant to the terms of the Issuer's 2013 Equity Incentive Plan.