SEC Form 4 · accession 0001520649-17-000007
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Kaplan
Officer — General Counsel
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueF1,F2 | Feb 8, 2017 | A | 56,640 | $0.00 | A | 82,107 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the acquisition of restricted stock units (RSUs) initially granted to Reporting Person on February 15, 2016, but only earned upon the satisfaction of certain performance criteria applicable to the RSUs, which will entitle Reporting Person to receive one (1) share of Series 1 Common Stock per RSU. The RSUs will vest, and the vested shares will be delivered to Reporting Person, with respect to twenty-five percent (25%) of the units on February 15, 2017 and with respect to thirty-seven and one-half percent (37.5%) of the units on February 15, 2018 and February 15, 2019, and will be settled pursuant to the terms of the Issuer's 2013 Equity Incentive Plan.
- F2Includes shares purchased by Reporting Person through the Issuer's 2013 Employee Stock Purchase Plan on the Plan's most recent semi-annual purchase date.