SEC Form 4 · accession 0001520649-16-000047
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J Scott Di Valerio
Officer — Chief Financial Officer
Period of report
Jan 15, 2016
Accepted (ET)
Jan 20, 2016 · 6:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueF1 | Jan 15, 2016 | A | 130,000 | $0.00 | A | 130,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $8.39 | Jan 15, 2016 | A | 265,000 | A | Dec 1, 2016 | Jan 15, 2026 | Series 1 Common Stock, $0.0001 par value | 265,000 | 265,000 | D |
Explanation of responses
- F1Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of Series 1 Common Stock per RSU. The RSUs will vest, and the vested shares will be delivered to Reporting Person, with respect to twenty-five percent (25%) of the units annually, beginning on December 15, 2016, and will be settled pursuant to the terms of the Issuer's 2013 Equity Incentive Plan.
- F2Option vests and becomes exercisable with respect to (i) twenty-five percent (25%) of the option shares upon the date exercisable and (ii) the balance of the option shares in a series of thirty-six (36) successive monthly installments over the thirty-six- (36-) month period measured from the date exercisable.