SEC Form 4 · accession 0001520649-15-000037
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Aylor
Officer — Vice President, Finance
Period of report
Aug 31, 2015
Accepted (ET)
Sep 1, 2015 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueF1 | Aug 31, 2015 | A | 2,750 | $0.00 | A | 11,936 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $9.00 | Aug 31, 2015 | A | 5,500 | A | Sep 15, 2015 | Aug 31, 2025 | Series 1 Common Stock, $0.001 par value | 5,500 | 5,500 | D |
Explanation of responses
- F1Reflects the grant of restricted stock units (RSUs) that will entitle Reporting Person to receive one (1) share of Series 1 Common Stock per RSU. The RSUs will vest, and the vested shares will be delivered to Reporting Person, with respect to twenty-five percent (25%) of the units on August 15th of each of the first four (4) years following the date of grant and will be settled pursuant to the terms of the Issuer's 2013 Equity Incentive Plan.
- F2Option vests and becomes exercisable in a series of forty-eight (48) successive monthly installments over the forty-eight- (48-) month period beginning on the date exercisable.