SEC Form 4 · accession 0001520649-15-000030
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Rogers
Officer — Chief Technology Officer
Period of report
May 20, 2015
Accepted (ET)
May 21, 2015 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueF1 | May 20, 2015 | M | 6,000 | $2.08 | A | 47,104 | D | |
| Series 1 Common Stock, $0.001 par valueF2,F3 | May 20, 2015 | S | 6,000 | $20.9764 | D | 41,104 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F4 | $2.08 | May 20, 2015 | M | 6,000 | D | Jul 15, 2011 | Jul 15, 2021 | Series 1 Common Stock, $0.001 par value | 6,000 | 56,275 | D |
Explanation of responses
- F1Includes shares purchased by Reporting Person through the Issuer's 2013 Employee Stock Purchase Plan on the Plan's most recent semi-annual purchase date.
- F2Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.
- F3Price represents the weighted average selling price. Prices range between $20.80 and $21.33. Reporting Person undertakes to provide any security holder of RetailMeNot, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range.
- F4Option was immediately exercisable on the date of grant with respect to 48,076 option shares, with an additional 48,076 option shares becoming exercisable on January 1 of each subsequent year until all option shares are exercisable.