SEC Form 4 · accession 0001520649-15-000010
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven T Pho
Officer — SVP of Corporate Development
Period of report
Feb 2, 2015
Accepted (ET)
Feb 4, 2015 · 6:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par value | Feb 2, 2015 | M | 6,300 | $2.08 | A | 20,076 | D | |
| Series 1 Common Stock, $0.001 par valueF1,F2 | Feb 2, 2015 | S | 6,300 | $14.9251 | D | 13,776 | D | |
| Series 1 Common Stock, $0.001 par value | Feb 3, 2015 | M | 1,700 | $2.08 | A | 15,476 | D | |
| Series 1 Common Stock, $0.001 par valueF1,F3 | Feb 3, 2015 | S | 1,700 | $15.0465 | D | 13,776 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy)F4 | $2.08 | Feb 2, 2015 | M | 6,300 | D | Jun 8, 2011 | Jun 8, 2021 | Series 1 Common Stock, $0.001 par value | 6,300 | 7,900 | D |
| Incentive Stock Option (right to buy)F4 | $2.08 | Feb 3, 2015 | M | 1,700 | D | Jun 8, 2011 | Jun 8, 2021 | Series 1 Common Stock, $0.001 par value | 1,700 | 6,200 | D |
Explanation of responses
- F1Shares sold pursuant to Reporting Person's 10b5-1 Trading Plan.
- F2Price represents the weighted average selling price. Prices range between $14.90 and $15.49. Reporting Person undertakes to provide any security holder of RetailMeNot, Inc. or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F3Price represents the weighted average selling price. Prices range between $15.02 and $15.10.
- F4Option was immediately exercisable on the date of grant with respect to 48,076 option shares, with an additional 48,076 option shares becoming exercisable on January 1 of each subsequent year until all option shares are exercisable.