SEC Form 4 · accession 0001209191-15-080171
RetailMeNot, Inc. · SALE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Joseph C Aragona
10% Owner
Kenneth P Deangelis
10% Owner
John D Thornton
10% Owner
Christopher A Pacitti
10% Owner
Philip S Siegel
10% Owner
AV Partners IX LLC
10% Owner
Period of report
Nov 12, 2015
Accepted (ET)
Nov 16, 2015 · 12:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475274
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueF2 | Nov 12, 2015 | J | 3,960,127 | $0.00 | D | 0 | I | by Austin Ventures IX, L.P. |
| Series 1 Common Stock, $0.001 par valueF4 | Nov 12, 2015 | J | 3,668,036 | $0.00 | D | 0 | I | by Austin Ventures X, L.P. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures IX, L.P. ("AV IX") without consideration to its limited partners and its general partner, AV Partners IX, L.P. ("AVP IX LP").
- F2Shares held directly by AV IX. AVP IX LP, the general partner of AV IX, and AV Partners IX, L.L.C. ("AVP IX LLC"), the general partner AVP IX LP, may each be deemed to have sole voting and dispositive powers over the shares held by AV IX. Joseph C. Aragona, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP IX LLC and may be deemed to share voting and dispositive power over the shares held by AV IX. Such persons and entities disclaim beneficial ownership of shares held by AV IX, except to the extent of any pecuniary interest therein.
- F3Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Austin Ventures X, L.P. ("AV X") without consideration to its limited partners and its general partner, AV Partners X, L.P. ("AVP X LP").
- F4Shares held directly by AV X. AVP X LP, the general partner of AV X, and AV Partners X, L.L.C. ("AVP X LLC"), the general partner AVP X LP, may each be deemed to have sole voting and dispositive powers over the shares held by AV X. Joseph C. Aragona, Kenneth P. DeAngelis, Christopher A. Pacitti, Philip S. Siegel, and John D. Thornton are members of or are associated with AVP X LLC and may be deemed to share voting and dispositive power over the shares held by AV X. Such persons and entities disclaim beneficial ownership of shares held by AV X, except to the extent of any pecuniary interest therein.
Remarks
This report is one of two reports, each on a separate Form 4, but relating to the same transactions.