SEC Form 4 · accession 0001553350-16-001927
SOUPMAN, INC. · SOUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jamieson Karson
Officer — Chief Executive Officer · Director
Period of report
Apr 21, 2016
Accepted (ET)
Apr 25, 2016 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 21, 2016 | S | 21,400 | $0.07 | D | 3,311,935 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by reporting person on February 19, 2016. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.
- F2These shares are owned by Mr. Karson as per an employment agreement he entered into on June 26, 2015.