SEC Form 4 · accession 0001493152-17-007395

SOUPMAN, INC. · SOUP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners

10% Owner

10% Owner

Period of report

Jun 16, 2017

Accepted (ET)

Jun 30, 2017 · 4:53 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001475273

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jun 19, 2017	P	3,344,101	$0.002	A	70,600,035	D
Common Stock^F1	Jun 20, 2017	P	1,077,447	$0.002	A	71,677,482	D
Common Stock^F1	Jun 21, 2017	P	7,605,820	$0.002	A	79,283,302	D
Common Stock^F1	Jun 22, 2017	P	385,394	$0.002	A	79,668,696	D
Common Stock^F1	Jun 23, 2017	P	4,316,509	$0.002	A	83,985,205	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series B Preferred Stock^F1,F2	$0.02	Jun 16, 2017	P	5,781,373	D	—	—	Common Stock	57,813,730	5,781,373	D
Series B Preferred Stock^F1,F2	$0.02	Jun 18, 2017	P	125,000	D	—	—	Common Stock	1,250,000	5,906,373	D

F1The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC, as general partner. WealthColony Management Group, LLC disclaims beneficial ownership of the reported securities except of its pecuniary interest thereon. The form has been executed by Jeffrey Freedman, Manager of WealthColony Management Group, LLC, on behalf of WealthColony Management Group, LLC in its capacity as general partner of WealthColony SPV II, L.P. and as a reporting person.
F2The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.