SEC Form 4 · accession 0001493152-17-007393

SOUPMAN, INC. · SOUP

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Jun 16, 2017

Accepted (ET)

Jun 30, 2017 · 4:50 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001475273

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 19, 2017	P	3,344,101	$0.002	A	70,600,035	I	By WealthColony SPV II, L.P.
Common Stock^F1	Jun 20, 2017	P	1,077,747	$0.002	A	71,677,482	I	By WealthColony SPV II, L.P.
Common Stock^F1	Jun 21, 2017	P	7,605,820	$0.002	A	79,283,302	I	By WealthColony SPV II, L.P.
Common Stock^F1	Jun 22, 2017	P	395,394	$0.002	A	79,668,696	I	By WealthColony SPV II, L.P.
Common Stock^F1	Jun 23, 2017	P	4,316,509	$0.002	A	83,985,205	I	By WealthColony SPV II, L.P.
Common Stock	holding	—	—		—	540,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series B Preferred Stock^F1,F2	$0.02	Jun 16, 2017	P	5,781,373	D	—	—	Common Stock	12,200,000	5,781,373	I
Series B Preferred Stock^F1,F2	$0.02	Jun 19, 2017	P	125,000	D	—	—	Common Stock	6,550,000	5,906,373	I

F1The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Jeffrey Freedman as a manager of WealthColony Management Group, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.