SEC Form 4 · accession 0001493152-16-011326
SOUPMAN, INC. · SOUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph William Hagan Sr.
10% Owner
Period of report
Jun 10, 2016
Accepted (ET)
Jul 5, 2016 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 10, 2016 | X | 12,200,000 | $0.02 | A | 57,204,400 | I | By WealthColony SPV II, L.P. |
| Common StockF1 | Jun 18, 2016 | X | 6,550,000 | $0.02 | A | 63,754,400 | I | By WealthColony SPV II, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F2 | $0.02 | Jun 10, 2016 | X | 1,220,000 | D | — | — | Common Stock | 12,200,000 | 655,000 | I |
| Series B Preferred StockF1,F2 | $0.02 | Jun 18, 2016 | X | 655,000 | D | — | — | Common Stock | 6,550,000 | 0 | I |
Explanation of responses
- F1The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Joseph Hagan as a manager of WealthColony Management Group, LLC. Joseph Hagan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F2The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.