SEC Form 4 · accession 0001493152-16-011316
SOUPMAN, INC. · SOUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph William Hagan Sr.
10% Owner
Period of report
Mar 13, 2015
Accepted (ET)
Jul 5, 2016 · 2:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475273
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred Stock Purchase WarrantF2 | $0.20 | Mar 13, 2015 | X | 680,000 | D | Dec 26, 2014 | Aug 24, 2016 | Series B Preferred Stock | 8,750,000 | 6,337,960 | D |
| Series B Preferred StockF2,F1 | $0.02 | Mar 13, 2015 | X | 680,000 | A | — | — | Common Stock | 6,800,000 | 2,412,040 | D |
| Series B Preferred Stock Purchase WarrantF2 | $0.20 | Jun 25, 2015 | X | 164,400 | D | Dec 26, 2014 | Aug 24, 2016 | Series B Preferred Stock | 8,750,000 | 6,173,560 | D |
| Series B Preferred StockF2,F1 | $0.02 | Jun 25, 2015 | X | 164,400 | A | — | — | Common Stock | 1,644,000 | 2,576,440 | D |
| Series B Preferred Stock Purchase WarrantF2 | $0.20 | Jul 17, 2015 | X | 250,000 | D | Dec 26, 2014 | Aug 24, 2016 | Series B Preferred Stock | 8,750,000 | 5,923,560 | D |
| Series B Preferred StockF2,F1 | $0.02 | Jul 17, 2015 | X | 250,000 | A | — | — | Common Stock | 2,500,000 | 2,826,440 | D |
Explanation of responses
- F1The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.
- F2The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Joseph Hagan as a manager of WealthColony Management Group, LLC. Joseph Hagan disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.