SEC Form 4 · accession 0001493152-16-011310
SOUPMAN, INC. · SOUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey Freedman
10% Owner
Period of report
Apr 1, 2016
Accepted (ET)
Jul 5, 2016 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 1, 2016 | O | 1,620,000 | — | A | 2,020,000 | I | By Mighty Joe Marketing, LLC |
| Common StockF3 | Apr 11, 2016 | X | 45,004,400 | $0.02 | A | 45,004,400 | I | By WealthColony SPV II, L.P. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF3,F4 | $0.02 | Apr 11, 2016 | X | 4,930,080 | D | — | — | Common Stock | 49,300,800 | 1,445,360 | D |
Explanation of responses
- F1The securities were issued for services having a value of approximately $72,900.
- F2The reported securities are owned by Mighty Joe Marketing, LLC and indirectly by Jeffrey Freedman as a member of Mighty Joe Marketing, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F3The reported securities are owned directly by WealthColony SPV II, L.P. and indirectly by WealthColony Management Group, LLC as general partner, and Jeffrey Freedman as a manager of WealthColony Management Group, LLC. Jeffrey Freedman disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- F4The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.