SEC Form 4 · accession 0001493152-16-011294
SOUPMAN, INC. · SOUP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 11, 2016
Accepted (ET)
Jul 5, 2016 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475273
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 11, 2016 | X | 45,004,400 | $0.02 | A | 45,004,400 | D | |
| Common StockF1 | Jun 10, 2016 | X | 12,200,000 | $0.02 | A | 57,204,400 | D | |
| Common StockF1 | Jun 18, 2016 | X | 6,550,000 | $0.02 | A | 63,754,400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B Preferred StockF1,F2 | $0.02 | Apr 11, 2016 | X | 4,500,440 | D | — | — | Common Stock | 45,004,400 | 1,875,000 | D |
| Series B Preferred StockF1,F2 | $0.02 | Jun 10, 2016 | X | 1,220,000 | D | — | — | Common Stock | 12,200,000 | 655,000 | D |
| Series B Preferred StockF1,F2 | $0.02 | Jun 18, 2016 | X | 655,000 | D | — | — | Common Stock | 6,550,000 | 0 | D |
Explanation of responses
- F1The reported securities are owned directly by Wealth Colony SPV II, L.P. and indirectly by WealthColony Management Group, LLC, as general partner. WealthColony Management Group, LLC disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest thereon. This form has been executed by Jeffrey Freedman, Manager of WealthColony Management Group, LLC, on behalf of WealthColony Management Group, LLC in its capacity as general partner of WealthColony SPV II, L.P. and as a reporting person.
- F2The Series B Convertible Preferred Stock is convertible at any time, at the election of the holder and has no expiration date.