SEC Form 4 · accession 0000899243-18-025232
Eventbrite, Inc. · EB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Samantha Harnett
Officer — See Remarks
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475115
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $7.24 | Sep 24, 2018 | J | 185,000 | D | — | Nov 9, 2025 | Common Stock | 185,000 | 0 | D |
| Stock Option (Right to Buy)F1,F2,F3 | $7.24 | Sep 24, 2018 | J | 185,000 | A | — | Nov 9, 2025 | Class B Common Stock | 185,000 | 185,000 | D |
| Stock Option (Right to Buy)F4 | $6.79 | Sep 24, 2018 | J | 43,000 | D | — | May 22, 2027 | Common Stock | 43,000 | 0 | D |
| Stock Option (Right to BuyF4,F2,F3 | $6.79 | Sep 24, 2018 | J | 43,000 | A | — | May 22, 2027 | Class B Common Stock | 43,000 | 43,000 | D |
| Restricted Stock UnitF5,F6 | — | Sep 24, 2018 | J | 60,000 | D | — | May 11, 2025 | Common Stock | 60,000 | 0 | D |
| Restricted Stock UnitF5,F6,F2,F3 | — | Sep 24, 2018 | J | 60,000 | A | — | May 11, 2025 | Class B Common Stock | 60,000 | 60,000 | D |
Explanation of responses
- F1The stock option vested and became exercisable with respect to 25% of the shares on November 10, 2016 and will vest and become exercisable thereafter in 36 additional monthly installments through November 10, 2019, subject to the Reporting Person's continued service to the Issuer.
- F2Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7
- F3Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
- F4The stock option vests and becomes exercisable in 48 equal monthly installments from May 1, 2017 to May 1, 2021, subject to the Reporting Person's continued service to the Issuer.
- F5Each restricted stock unit ("RSU") is convertible into one share of Class B common stock.
- F6The RSUs are subject to time-based and performance-based vesting conditions. The time-based vesting conditions lapse in sixteen equal quarterly installments from May 31, 2018 through May 31, 2022, and the performance-based vesting conditions will lapse upon the closing of the Issuer's initial public offering of Class A common stock, subject in each case to the Reporting Person's continued service to the Issuer.
Remarks
Vice President, General Counsel, and Secretary