SEC Form 4 · accession 0000899243-18-025223
Eventbrite, Inc. · EB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick David Poels
Officer — SVP of Platform
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 8:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475115
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $3.16 | Sep 24, 2018 | J | 50,000 | D | — | Nov 9, 2021 | Common Stock | 50,000 | 0 | D |
| Stock Option (Right to Buy)F2,F1,F3 | $3.16 | Sep 24, 2018 | J | 50,000 | A | — | Nov 9, 2021 | Class B Common Stock | 50,000 | 50,000 | D |
| Stock Option (Right to Buy)F4 | $2.10 | Sep 24, 2018 | J | 166,540 | D | — | Mar 20, 2022 | Common Stock | 166,540 | 0 | D |
| Stock Option (Right to Buy)F4,F1,F3 | $2.10 | Sep 24, 2018 | J | 166,540 | A | — | Mar 20, 2022 | Class B Common Stock | 166,540 | 166,540 | D |
| Stock Option (Right to Buy)F5 | $2.41 | Sep 24, 2018 | J | 270,000 | D | — | Feb 27, 2023 | Common Stock | 270,000 | 0 | D |
| Stock Option (Right to Buy)F5,F1,F3 | $2.41 | Sep 24, 2018 | J | 270,000 | A | — | Feb 27, 2023 | Class B Common Stock | 270,000 | 270,000 | D |
| Stock Option (Right to Buy)F6 | $5.80 | Sep 24, 2018 | J | 30,000 | D | — | May 27, 2024 | Common Stock | 30,000 | 0 | D |
| Stock Option (Right to Buy)F6,F1,F3 | $5.80 | Sep 24, 2018 | J | 30,000 | A | — | May 27, 2024 | Class B Common Stock | 30,000 | 30,000 | D |
| Stock Option (Right to Buy)F7 | $6.65 | Sep 24, 2018 | J | 20,000 | D | — | May 6, 2025 | Common Stock | 20,000 | 0 | D |
| Stock Option (Right to Buy)F7,F1,F3 | $6.65 | Sep 24, 2018 | J | 20,000 | A | — | May 6, 2025 | Class B Common Stock | 20,000 | 20,000 | D |
| Stock Option (Right to Buy)F8 | $7.69 | Sep 24, 2018 | J | 85,410 | D | — | Feb 10, 2026 | Common Stock | 85,410 | 0 | D |
| Stock Option (Right to Buy)F8,F1,F3 | $7.69 | Sep 24, 2018 | J | 85,410 | A | — | Feb 10, 2026 | Class B Common Stock | 85,410 | 85,410 | D |
| Stock Option (Right to Buy)F9 | $6.79 | Sep 24, 2018 | J | 50,000 | D | — | May 22, 2027 | Common Stock | 50,000 | 0 | D |
| Stock Option (Right to Buy)F9,F1,F3 | $6.79 | Sep 24, 2018 | J | 50,000 | A | — | May 22, 2027 | Class B Common Stock | 50,000 | 50,000 | D |
| Restricted Stock UnitsF10,F11 | — | Sep 24, 2018 | J | 45,000 | D | — | May 10, 2025 | Common Stock | 45,000 | 0 | D |
| Restricted Stock UnitsF10,F11,F1,F3 | — | Sep 24, 2018 | J | 45,000 | A | — | May 10, 2025 | Class B Common Stock | 45,000 | 45,000 | D |
Explanation of responses
- F1Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7
- F10Each restricted stock unit is convertible into one share of Class B common stock.
- F11The restricted stock units are subject to time-based and performance-based vesting conditions. The time-based vesting conditions lapse in sixteen equal quarterly installments from May 31, 2018 through May 31, 2022, and the performance-based vesting conditions will lapse upon the closing of the Issuer's initial public offering of common stock, subject in each case to the Reporting Person's continued service to the Issuer.
- F2The stock option vested and became exercisable with respect to 25% of the shares on November 1, 2012 and thereafter in 36 additional monthly installments through November 1, 2015.
- F3Each share of common stock will be reclassified into one share of Class B common stock immediately prior to the completion of the Issuer's initial public offering of Class A common stock.
- F4The stock option vested and became exercisable with respect to 25% of the shares on March 2, 2013 and thereafter in 36 additional monthly installments through March 2, 2016.
- F5The stock option was immediately exercisable as of the date of grant subject to a repurchase right in favor of the company and vested in 48 equal monthly installments from February 13, 2013 to February 13, 2017.
- F6The stock option vested and became exercisable in 48 equal monthly installments from May 1, 2014 through May 1, 2018.
- F7The stock option vests and becomes exercisable in 48 equal monthly installments from May 1, 2015 through May 1, 2019, subject to the Reporting Person's continued service to the Issuer.
- F8The stock option vests and becomes exercisable in 48 equal monthly installments from February 11, 2016 through February 11, 2020, subject to the Reporting Person's continued service to the Issuer.
- F9The stock option vests and becomes exercisable in 48 equal monthly installments from May 1, 2017 through May 1, 2021, subject to the Reporting Person's continued service to the Issuer.