SEC Form 4 · accession 0000899243-18-025216
Eventbrite, Inc. · EB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randy Befumo
Officer — Chief Financial Officer
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 8:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475115
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series G Convertible Preferred StockF2,F1 | — | Sep 24, 2018 | C | 48,829 | D | — | — | Common Stock | 52,173 | 0 | I |
| Class B Common StockF3,F2,F4 | — | Sep 24, 2018 | J | 52,173 | A | — | — | Class A Common Stock | 52,173 | 52,173 | I |
| Stock Option (Right to Buy)F5 | $5.04 | Sep 24, 2018 | J | 221,900 | D | — | Jun 25, 2023 | Common Stock | 221,900 | 0 | D |
| Stock Option (Right to Buy)F5,F3,F4 | $5.04 | Sep 24, 2018 | J | 221,900 | A | — | Jun 25, 2023 | Class B Common Stock | 221,900 | 221,900 | D |
| Stock Option (Right to Buy)F6 | $5.80 | Sep 24, 2018 | J | 200,000 | D | — | May 27, 2024 | Common Stock | 200,000 | 0 | D |
| Stock Option (Right to Buy)F6,F3,F4 | $5.80 | Sep 24, 2018 | J | 20,000 | A | — | May 27, 2024 | Class B Common Stock | 200,000 | 200,000 | D |
| Stock Option (Right to Buy)F7 | $6.65 | Sep 24, 2018 | J | 40,000 | D | — | May 6, 2025 | Common Stock | 40,000 | 0 | D |
| Stock Option (Right to Buy)F7,F3,F4 | $6.65 | Sep 24, 2018 | J | 40,000 | A | — | May 6, 2025 | Class B Common Stock | 40,000 | 40,000 | D |
| Stock Option (Right to Buy)F8 | $7.69 | Sep 24, 2018 | J | 87,140 | D | — | Feb 10, 2026 | Common Stock | 87,140 | 0 | D |
| Stock Option (Right to Buy)F8,F3,F4 | $7.69 | Sep 24, 2018 | J | 87,140 | A | — | Feb 10, 2026 | Class B Common Stock | 87,140 | 87,140 | D |
| Stock Option (Right to Buy)F9 | $6.79 | Sep 24, 2018 | J | 130,000 | D | — | May 22, 2027 | Common Stock | 130,000 | 0 | D |
| Stock Option (Right to Buy)F9,F3,F4 | $6.79 | Sep 24, 2018 | J | 130,000 | A | — | May 22, 2027 | Class B Common Stock | 130,000 | 130,000 | D |
| Restricted Stock UnitsF10,F11 | — | Sep 24, 2018 | J | 55,000 | D | — | May 11, 2025 | Common Stock | 55,000 | 0 | D |
| Restricted Stock UnitsF10,F11,F3,F4 | — | Sep 24, 2018 | J | 55,000 | A | — | May 11, 2025 | Class B Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1Each share of Series G preferred stock automatically converted into common stock on an approximately 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price.
- F10Each restricted stock unit ("RSU") is convertible into one share of Class B common stock.
- F11The RSUs are subject to time-based and performance-based vesting conditions. The time-based vesting conditions lapse in sixteen equal quarterly installments from May 31, 2018 through May 31, 2022, and the performance-based vesting conditions will lapse upon the closing of the Issuer's initial public offering of Class A common stock, subject in each case to the Reporting Person's continued service to the Issuer.
- F2The shares are owned by Millennium Trust Co., LLC Custodian FBO Geoffrey Befumo IRA a/c# xxxx219N5, of which the Reporting Person is a trustee.
- F3Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7
- F4Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date or conversion price.
- F5The stock option vested and became exercisable with respect to 25% of the shares on May 13, 2014, and vested and became exercisable thereafter in 36 additional monthly installments through May 13, 2017.
- F6The stock option vested and became exercisable in 48 equal monthly installments from May 1, 2014 to May 1, 2018.
- F7The stock option will vest and become exercisable in 48 equal monthly installments from May 1, 2015 to May 1, 2019, subject to the Reporting Person's continued service to the Issuer.
- F8The stock option will vest and become exercisable in 48 equal monthly installments from February 11, 2016 to February 11, 2020, subject to the Reporting Person's continued service to the Issuer.
- F9The stock option will vest and become exercisable in 48 equal monthly installments from May 1, 2017 to May 1, 2021, subject to the Reporting Person's continued service to the Issuer.