SEC Form 4 · accession 0000899243-18-025210
Eventbrite, Inc. · EB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katherine August-deWilde
Director
Period of report
Sep 24, 2018
Accepted (ET)
Sep 25, 2018 · 8:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001475115
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 24, 2018 | A | 2,447 | $0.00 | A | 2,447 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | — | Sep 24, 2018 | J | 190,392 | D | — | — | Class B Common Stock | 190,392 | 0 | I |
| Class B Common StockF2,F3 | — | Sep 24, 2018 | J | 190,392 | A | — | — | Class A Common Stock | 190,392 | 190,392 | I |
| Series G Convertible Preferred StockF4 | — | Sep 24, 2018 | C | 30,518 | D | — | — | Common Stock | 32,608 | 0 | I |
| Class B Common StockF2,F3 | — | Sep 24, 2018 | J | 32,608 | A | — | — | Class A Common Stock | 32,608 | 223,000 | I |
| Stock Option (Right to Buy)F5 | $23.00 | Sep 24, 2018 | A | 5,645 | A | — | Sep 18, 2028 | Class A Common Stock | 5,645 | 5,645 | D |
Explanation of responses
- F1These shares represent restricted stock units (each, an "RSU"). Each RSU represents a contingent right to receive one share of Class A common stock. 100% of the RSUs vest on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer.
- F2Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into common stock, each share of common stock was reclassified into one share of Class B common stock in an exempt transaction pursuant to Rule 16b-7.
- F3Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
- F4Each share of Series G preferred stock automatically converted into common stock on an approximately 1:1.0685 basis immediately prior to the closing of the Issuer's initial public offering of Class A common stock and has no expiration date or conversion price.
- F5100% of the shares underlying the stock option vest and become exercisable on the earlier of (i) September 19, 2019 or (ii) the first annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service to the Issuer.