SEC Form 4 · accession 0001437749-19-004106
GENERAC HOLDINGS INC. · GNRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
York A. Ragen
Officer — Chief Financial Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2019 | F | 1,013 | $52.065 | D | 97,369 | D | |
| Common StockF2 | Mar 1, 2019 | A | 4,202 | $52.065 | A | 101,571 | D | |
| Common StockF3 | Mar 1, 2019 | F | 1,742 | $52.065 | D | 99,829 | D | |
| Common Stock | Mar 1, 2019 | A | 3,959 | $0.00 | A | 103,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $52.065 | Mar 1, 2019 | A | 22,634 | A | — | Mar 1, 2029 | Common Stock | 22,634 | 22,634 | D |
Explanation of responses
- F1Shares withheld to fund the tax liability associated with vesting of restricted shares.
- F2Subject to continued service through the vesting date, the Restricted Shares shall all vest in equal installments on each of the first three (3) anniversaries of the Date of Grant.
- F3Shares withheld to fund the tax liability associated with vesting of performance shares.
- F4Subject to continued service through the vesting date, the Options shall all vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.