SEC Form 4 · accession 0001437749-18-012021

GENERAC HOLDINGS INC. · GNRC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Marketing Officer

Period of report

Jun 14, 2018

Accepted (ET)

Jun 18, 2018 · 4:49 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001474735

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Jun 14, 2018	S	2,902	$51.5058	D	25,353	D
Common Stock	Jun 14, 2018	M	6,239	$40.12	A	31,592	D
Common Stock^F2	Jun 14, 2018	S	6,239	$51.5362	D	25,353	D
Common Stock	Jun 14, 2018	M	5,521	$33.23	A	30,874	D
Common Stock^F3	Jun 14, 2018	S	5,521	$51.5364	D	25,353	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (Right to Buy)^F4	$40.12	Jun 14, 2018	M	6,239	D	—	Mar 1, 2027	Common Stock	6,239	18,717	D
Stock Option (Right to Buy)^F5	$33.23	Jun 14, 2018	M	5,521	D	—	Feb 18, 2026	Common Stock	5,521	11,041	D

F1The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $51.45 to 51.55, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F2The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $51.48 to 51.60, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $51.47 to 51.60, inclusive. The reporting person undertakes to provide the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F4The option provides for vesting in four equal annual installments beginning on March 1, 2018, subject in each case to Mr. Minick's continued employment with Generac Holdings Inc. through the vesting date.
F5The option provides for vesting in four equal annual installments beginning on February 18, 2017, subject in each case to Mr. Minick's continued employment with Generac Holdings Inc. through the vesting date.