SEC Form 4 · accession 0001437749-18-003948
GENERAC HOLDINGS INC. · GNRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick John Forsythe
Officer — EVP - Global Engineering
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2018 | A | 3,764 | $43.88 | A | 23,914 | D | |
| Common StockF2 | Mar 1, 2018 | F | 356 | $43.88 | D | 23,558 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $43.88 | Mar 1, 2018 | A | 18,490 | A | — | Mar 1, 2028 | Common Stock | 18,490 | 18,490 | D |
Explanation of responses
- F1Subject to continued service through the vesting date, the Restricted Shares shall all vest in equal installments on each of the first three (3) anniversaries of the Date of Grant.
- F2Shares withheld to fund the tax liability associated with vesting of restricted shares.
- F3Options shall vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.