SEC Form 4 · accession 0001437749-17-003695
GENERAC HOLDINGS INC. · GNRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roger Pascavis
Officer — EVP - Sourcing
Period of report
Feb 28, 2017
Accepted (ET)
Mar 2, 2017 · 6:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 28, 2017 | F | 130 | $39.435 | D | 29,935 | D | |
| Common Stock | Mar 1, 2017 | A | 351 | $40.12 | A | 30,286 | D | |
| Common StockF1 | Mar 1, 2017 | F | 137 | $40.12 | D | 30,149 | D | |
| Common StockF2 | Mar 1, 2017 | A | 1,558 | $40.12 | A | 31,707 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $40.12 | Mar 1, 2017 | A | 7,428 | A | — | Mar 1, 2027 | Common Stock | 7,428 | 7,428 | D |
Explanation of responses
- F1Shares withheld to fund the tax liability associated with vesting of shares.
- F2Subject to continued service through the vesting date, the Restricted Shares shall all vest in equal installments on each of the first three (3) anniversaries of the Date of Grant.
- F3Options shall vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.