SEC Form 4/A · accession 0001140361-15-012533
GENERAC HOLDINGS INC. · GNRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Allen Gillette
Officer — Executive Vice President
Period of report
Nov 13, 2014
Accepted (ET)
Mar 18, 2015 · 6:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474735
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock par value $0.01 per shareF7 | Nov 13, 2014 | M | 43,415 | $2.00 | A | 137,075 | D | |
| Common Stock par value $0.01 per shareF6 | Nov 13, 2014 | M | 3,829 | $15.94 | A | 140,904 | D | |
| Common Stock par value $0.01 per shareF6 | Nov 13, 2014 | M | 1,781 | $29.81 | A | 142,685 | D | |
| Common Stock par value $0.01 per shareF4 | Nov 13, 2014 | F | 21,802 | $41.92 | D | 120,883 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3,F1 | $2.00 | Nov 13, 2014 | M | 43,415 | D | — | Feb 10, 2020 | Common Stock | 43,415 | 43,415 | D |
| Stock Option (Right to Buy)F3,F2 | $15.94 | Nov 13, 2014 | M | 3,829 | D | — | Feb 24, 2022 | Common Stock | 3,829 | 3,829 | D |
| Stock Option (Right to Buy)F5,F2 | $29.81 | Nov 13, 2014 | M | 1,781 | D | — | Mar 14, 2023 | Common Stock | 1,781 | 5,343 | D |
Explanation of responses
- F1Options shall vest in equal installments on each of the first five (5) anniversaries of the Date of Grant.
- F2Options shall vest in equal installments on each of the first four (4) anniversaries of the Date of Grant.
- F3The reported exercise price reflects adjustments made, pursuant to the terms of the Company's 2010 Equity Incentive Plan, to reflect the special cash dividend of $6.00 per share paid on June 29, 2012 and the special cash dividend of $5.00 per share paid on June 21, 2013.
- F4Table I, row 4, number of shares withheld to fund tax liability associated with vesting of restricted shares inadvertently omitted from original form.
- F5The reported exercise price reflects adjustments made, pursuant to the terms of the Company's 2010 Equity Incentive Plan to reflect the special cash dividend of $5.00 per share paid on June 21, 2013.
- F6Table 1, rows 2 and 3 added to reflect break down of individual strike prices at which stock was acquired.
- F7Revised to reflect individual strike price at which stock was acquired.