SEC Form 4 · accession 0001144204-16-099041
New York REIT, Inc. · NYRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randolph C Read
Director
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 2, 2016 | A | 5,107 | $10.28 | A | 13,558 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents restricted shares of common stock issued pursuant to the issuer's Restricted Share Plan as compensation for service as the non-executive chair of the issuer's board of directors to which the reporting person became entitled on August 4, 2015 but which were not issued until May 2, 2016. These restricted shares vest ratably over a three-year period in increments of 1/3 per annum beginning on August 4, 2016.
- F2Represents the closing price on the New York Stock Exchange of common stock of the issuer on August 4, 2015.