SEC Form 4 · accession 0001144204-15-058748
New York REIT, Inc. · NYRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Marc J Rowan
Director
Period of report
Oct 6, 2015
Accepted (ET)
Oct 8, 2015 · 7:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474464
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Oct 6, 2015 | P | 94,418 | $10.5704 | A | 94,418 | I | See Footnote |
| Common StockF3,F2 | Oct 7, 2015 | P | 94,000 | $10.5994 | A | 188,418 | I | See Footnote |
| Common StockF4,F2 | Oct 8, 2015 | P | 46,530 | $10.6954 | A | 234,948 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.49 to $10.67, inclusive. The reporting person undertakes to provide to New York REIT, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4.
- F2By MJR Funding LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
- F3The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.58 to $10.63, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.65 to $10.75, inclusive.