SEC Form 4/A · accession 0001144204-15-003106
New York REIT, Inc. · NYRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory W Sullivan
Officer — CFO, COO, Trea & Secty
Period of report
Nov 21, 2014
Accepted (ET)
Jan 21, 2015 · 6:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474464
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Operating Partnership UnitsF1,F2 | $0.00 | Nov 21, 2014 | J | 92,751 | A | — | — | Common Stock | 92,751 | 92,751 | D |
Explanation of responses
- F1Terms of the operating partnership units ("OP Units") were described on the reporting person's Form 4 filed on December 5, 2014.
- F2This Form 4 amendment is being filed solely to correct the number of OP Units issued to the reporting person, which reflects the net number of OP Units issued after applicable tax withholding.