SEC Form 4 · accession 0001225208-18-016337
Everpure, Inc. · P
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael L Speiser
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 7, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001474432
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 4, 2018 | C | 6,000 | $0.00 | A | 31,380 | D | |
| Class A Common StockF1,F3 | Dec 4, 2018 | C | 43,800 | $0.00 | A | 43,800 | I | By Profit Sharing Plan Trust |
| Class A Common StockF4 | holding | — | — | — | 40,982 | I | By Trust (Trustees) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 4, 2018 | C | 6,000 | D | — | — | Class A Common Stock | 6,000 | 0 | D |
| Class B Common StockF1,F3 | — | Dec 4, 2018 | C | 43,800 | D | — | — | Class A Common Stock | 43,800 | 0 | I |
Explanation of responses
- F1On December 4, 2018, the Issuer's outstanding shares of Class B Common Stock ceased to represent at least 10% of all outstanding shares of Class A Common Stock and Class B Common Stock. As a result, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to Issuer's amended and restated certification of incorporation.
- F2The reporting person shares pecuniary interest in 25,380 shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these 25,380 shares except as to the reporting person's pecuniary interest therein.
- F3Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
- F4Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.