SEC Form 4/A · accession 0001209191-19-014786
Everpure, Inc. · P
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Mar 14, 2018 | A | 151,543 | $0.00 | A | 368,340 | D | |
| Class A Common StockF3,F4 | holding | — | — | — | 24,375 | I | By Trust | |
| Class A Common StockF5 | holding | — | — | — | 18,666 | I | By Trust | |
| Class A Common StockF6 | holding | — | — | — | 18,666 | I | By Trust | |
| Class A Common StockF7 | holding | — | — | — | 18,666 | I | By Trust |
Table II — derivative securities
Explanation of responses
- F1See remarks below.
- F2Represents shares of Class A Common Stock earned pursuant to a Performance-Based Restricted Stock Award ("PRSA"). The Issuer's Compensation Committee determined achievement of the performance criteria and certified the total number of shares earned under the PRSA on February 26, 2019 (the "Earned Shares"). 1/3rd of the Earned Shares subject to this PRSA will vest on March 20, 2019, and 1/12th of the Earned Shares will vest on each of June 20, September 20, December 20 and March 20, over the following two years, subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2015 Equity Incentive Plan) through such dates.
- F3This amount reflects the correction with respect to the Amount of Securities Beneficially Owned (Directly and Indirectly) Following the Reported Transaction(s) described in the Form 4/A filed by the Reporting Person on January 11, 2019.
- F4By D M Hatfield & J M Hatfield Co-TTEE The Hatfield Family Trust U/A DTD 03/10/2000
- F5By DMH 2013 Irrevocable Trust
- F6By JHH 2013 Irrevocable Trust
- F7By KGH 2013 Irrevocable Trust
Remarks
This report on Form 4/A amends and replaces in its entirety the Form 4 filed by the Reporting Person on March 16, 2018. This report on Form 4/A (i) adjusts the number of shares earned pursuant to the achievement of performance criteria under the PSRA described herein, as determined and certified by the Issuer's Compensation Committee on February 26, 2019, (ii) adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s), and (iii) also adjusts the Amount of Securities Beneficially Owned Following the Reported Transaction(s) reflected in the filings made between March 16, 2018 and the date of this filing.